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Date & Time Cataloged

June 27th, 2008 at 9:48pm


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Page Title

How the SEC Protects Investors, Maintains Market Integrity


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" Home | Jobs | Fast Answers | Site Map | Search   About the SEC What We Do   Commissioners   Upcoming Events   SEC Rules of Practice and Rules on Fair Fund and Disgorgement Plans   Forms (PDF Formats)   Concise Directory   Office of the Inspector General   Data Quality Guidelines   FAIR Act   Laws & Regulations   Annual Report     Filings (EDGAR)   Regulatory Actions   Staff Interps   Investor Info   News & Statements   Litigation   Information for...   Divisions   Contact The Laws That Govern the Securities Industry      Securities Act of 1933      Securities Exchange Act of 1934      Trust Indenture Act of 1939      Investment Company Act of 1940      Investment Advisers Act of 1940      Sarbanes-Oxley Act of 2002 Securities Act of 1933 Often referred to as the "truth in securities" law, the Securities Act of 1933 has two basic objectives: require that investors receive financial and other significant information concerning securities being offered for public sale; and prohibit deceit, misrepresentations, and other fraud in the sale of securities. The full text of this Act is available at: http://www.sec.gov/about/laws/sa33.pdf . Purpose of Registration A primary means of accomplishing these goals is the disclosure of important financial information through the registration of securities. This information enables investors, not the government, to make informed jud"
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Links to Pages on the Same Domain Name

Website Address     Anchor Text     Visit Site
http://www.sec.gov/answers.shtml     fast answers     Visit Site
http://www.sec.gov/sitemap.shtml     site map     Visit Site
http://www.sec.gov/about/commissioner.shtml     commissioners     Visit Site
http://www.sec.gov/about/upcoming-events.htm     upcoming events     Visit Site
http://www.sec.gov/about/rulesofpractice.shtml     sec rules of practice and rules on fair fund and disgorgement plans     Visit Site
http://www.sec.gov/about/forms/secforms.htm     forms pdf formats     Visit Site
http://www.sec.gov/about/concise.shtml     concise directory     Visit Site
http://www.sec.gov/about/oig.shtml     office of the inspector general     Visit Site
http://www.sec.gov/about/dataqualityguide.htm     data quality guidelines     Visit Site
http://www.sec.gov/about/gpra1999-2000.shtml     gpra     Visit Site
http://www.sec.gov/about/fair2001.htm     fair act     Visit Site
http://www.sec.gov/about/laws.shtml     laws regulations     Visit Site
http://www.sec.gov/about/annrep.shtml     annual report     Visit Site
http://www.sec.gov/edgar.shtml     filings edgar     Visit Site
http://www.sec.gov/rules.shtml     regulatory actions     Visit Site
http://www.sec.gov/interps.shtml     staff interps     Visit Site
http://www.sec.gov/investor.shtml     investor info     Visit Site
http://www.sec.gov/news.shtml     news statements     Visit Site
http://www.sec.gov/litigation.shtml     litigation     Visit Site
http://www.sec.gov/info.shtml     information for     Visit Site
http://www.sec.gov/divisions.shtml     divisions     Visit Site
http://www.sec.gov/contact.shtml     contact     Visit Site
http://www.sec.gov/edgar/quickedgar.htm     edgar database     Visit Site
http://www.sec.gov/spotlight/sarbanes-oxley.htm     http www sec gov spotlight sarbanes oxley htm     Visit Site
http://www.sec.gov/investor/pubs/securitieslaws.ht m     researching the federal securities laws through the sec website     Visit Site
http://www.sec.gov/links.shtml     links     Visit Site
http://www.sec.gov/foia.shtml     foia     Visit Site
http://www.sec.gov/privacy.htm     privacy     Visit Site